XNYS · SECURITY BROKERS, DEALERS & FLOTATION COMPANIES · SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
The Charles Schwab (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed trans…
The Charles Schwab Corporation (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a com…
TL;DR: Five Charles Schwab insiders filed pre-sale notices within an 8-day window that overlapped directly with the company's April 30 earnings release.
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 5/6/2026 | Schwab Charles R. | Co-Chairman | SELL | -109,300 | $92 | $10,057,043 |
| 5/5/2026 | Schwab-Pomerantz Carolyn | — | OPTION_EXERCISE | -9,910 | — | — |
| 5/5/2026 | Schwab-Pomerantz Carolyn | — | SELL | -9,910 | $92 | $914,610 |
| 5/5/2026 | Schwab-Pomerantz Carolyn | — | OPTION_EXERCISE | 9,910 | $32 | $313,652 |
| 5/4/2026 | Schwab Charles R. | Co-Chairman | SELL | -109,300 | $92 | $10,001,420 |
| 5/1/2026 | Schwab Charles R. | Co-Chairman | SELL | -55,000 | $92 | $5,052,174 |
| 4/30/2026 | Schwab Charles R. | Co-Chairman | SELL | -50,000 | $92 | $4,590,410 |
| 4/29/2026 | Schwab Charles R. | Co-Chairman | SELL | -63,743 | $90 | $5,768,232 |
| 4/28/2026 | HERRINGER FRANK C | — | OPTION_EXERCISE | 7,866 | $29 | $227,799 |
| 4/28/2026 | HERRINGER FRANK C | — | SELL | -2,520 | $91 | $228,314 |
| 4/28/2026 | HERRINGER FRANK C | — | OPTION_EXERCISE | -7,866 | — | — |
| 4/27/2026 | Schwab Charles R. | Co-Chairman | SELL | -36,450 | $90 | $3,280,562 |
| 4/23/2026 | Schwab Charles R. | Co-Chairman | SELL | -36,450 | $91 | $3,298,769 |
| 4/15/2026 | Woolway Paul V | MD, Chief Banking Officer | OPTION_EXERCISE | 7,941 | $52 | $413,329 |
| 4/15/2026 | Woolway Paul V | MD, Chief Banking Officer | SELL | -7,941 | $100 | $794,137 |
| 4/15/2026 | Woolway Paul V | MD, Chief Banking Officer | OPTION_EXERCISE | -7,941 | — | — |
| 4/14/2026 | Woolway Paul V | MD, Chief Banking Officer | OPTION_EXERCISE | 7,942 | $52 | $413,381 |
| 4/14/2026 | Woolway Paul V | MD, Chief Banking Officer | SELL | -7,942 | $98 | $778,342 |
| 4/14/2026 | Woolway Paul V | MD, Chief Banking Officer | OPTION_EXERCISE | -7,942 | — | — |
| 4/14/2026 | Craig Jonathan M. | MD, Head of Retail Investing | OPTION_EXERCISE | 21,750 | $47 | $1,018,118 |
| Date | Filer | Relationship | Est. shares | Filing |
|---|---|---|---|---|
| 5/13/2026 | Sarin Arun | — | 2,500 | SEC |
| 5/6/2026 | Schwab Charles R. | — | 109,300 | SEC |
| 5/5/2026 | Schwab-Pomerantz Carolyn | — | 9,910 | SEC |
| 5/4/2026 | Schwab Charles R. | — | 109,300 | SEC |
| 5/1/2026 | Schwab Charles R. | — | — | SEC |
| 4/30/2026 | Schwab Charles R. | — | — | SEC |
| 4/29/2026 | Schwab Charles R. | — | 63,743 | SEC |
| 4/28/2026 | HERRINGER FRANK C | — | — | SEC |
| 4/27/2026 | Schwab Charles R. | — | 36,450 | SEC |
| 4/23/2026 | Schwab Charles R. | — | — | SEC |