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XNYS · SECURITY BROKERS, DEALERS & FLOTATION COMPANIES · SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one …
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-12. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-07. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-03. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-04. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-04. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 2 Form 144 pre-sale notices filed on 2026-08-05. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one…
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-27. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-28. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-29. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 4 Form 144 pre-sale notices filed on 2026-07-28. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one…
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-27. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-24. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-23. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-21. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one …
TL;DR: Two individuals filed Form 3 initial ownership statements with Charles Schwab (SCHW) on July 10, 2026, signaling they've newly joined the company's ranks of officers, directors, or significant shareholders.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-04. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-02. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one …
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-05. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-06. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-19. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed trans…
The Charles Schwab Corporation (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a com…
TL;DR: Five Charles Schwab insiders filed pre-sale notices within an 8-day window that overlapped directly with the company's April 30 earnings release.
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 8/12/2026 | Schwab Charles R. | Co-Chairman | SELL | -46,410 | $108 | $5,020,448 |
| 8/11/2026 | Schwab Charles R. | Co-Chairman | SELL | -46,445 | $108 | $5,005,717 |
| 8/10/2026 | Murtagh Nigel J | Chief Risk Officer | OPTION_EXERCISE | -24,778 | — | — |
| 8/10/2026 | Murtagh Nigel J | Chief Risk Officer | SELL | -24,778 | $109 | $2,701,015 |
| 8/10/2026 | Murtagh Nigel J | Chief Risk Officer | OPTION_EXERCISE | 24,778 | $47 | $1,159,858 |
| 8/7/2026 | SNEED PAULA A | — | SELL | -5,263 | $107 | $563,954 |
| 8/6/2026 | Murtagh Nigel J | Chief Risk Officer | OPTION_EXERCISE | -1,897 | — | — |
| 8/6/2026 | Murtagh Nigel J | Chief Risk Officer | SELL | -1,897 | $109 | $206,776 |
| 8/6/2026 | Murtagh Nigel J | Chief Risk Officer | OPTION_EXERCISE | 1,897 | $47 | $88,799 |
| 8/6/2026 | Schwab Charles R. | Co-Chairman | GIFT | -37,200 | — | — |
| 8/5/2026 | Craig Jonathan M. | MD, Head of Retail Investing | OPTION_EXERCISE | -21,750 | — | — |
| 8/5/2026 | Craig Jonathan M. | MD, Head of Retail Investing | SELL | -21,750 | $107 | $2,327,752 |
| 8/5/2026 | Craig Jonathan M. | MD, Head of Retail Investing | OPTION_EXERCISE | 21,750 | $47 | $1,018,118 |
| 8/5/2026 | Schwab-Pomerantz Carolyn | — | SELL | -18,561 | $108 | $1,999,016 |
| 8/4/2026 | Schwab-Pomerantz Carolyn | — | SELL | -22,640 | $106 | $2,408,036 |
| 8/4/2026 | Schwab Charles R. | Co-Chairman | SELL | -47,650 | $106 | $5,054,569 |
| 8/3/2026 | Schwab Charles R. | Co-Chairman | SELL | -95,250 | $106 | $10,050,418 |
| 8/1/2026 | Howard Dennis | MD, Chief Tech, OPS & Data Off | TAX_WITHHOLD | -1,292 | $105 | $135,489 |
| 7/29/2026 | Schwab Charles R. | Co-Chairman | SELL | -95,450 | $106 | $10,100,061 |
| 7/28/2026 | Howard Dennis | MD, Chief Tech, OPS & Data Off | OPTION_EXERCISE | -28,000 | — | — |
| Date | Filer | Relationship | Est. shares | Filing |
|---|---|---|---|---|
| 8/14/2026 | — | — | — | SEC |
| 8/13/2026 | Howard Dennis | — | 2,198 | SEC |
| 8/13/2026 | Schwab Charles R. | — | 91,325 | SEC |
| 8/12/2026 | Schwab Charles R. | — | 46,410 | SEC |
| 8/11/2026 | Schwab Charles R. | — | 46,445 | SEC |
| 8/7/2026 | — | — | — | SEC |
| 8/5/2026 | Schwab-Pomerantz Carolyn | — | 18,561 | SEC |
| 8/5/2026 | Craig Jonathan M. | — | 56,740 | SEC |
| 8/4/2026 | Schwab-Pomerantz Carolyn | — | 22,640 | SEC |
| 8/4/2026 | Schwab Charles R. | — | 47,650 | SEC |