XNYS · SECURITY BROKERS, DEALERS & FLOTATION COMPANIES · SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-19. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed trans…
The Charles Schwab Corporation (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a com…
TL;DR: Five Charles Schwab insiders filed pre-sale notices within an 8-day window that overlapped directly with the company's April 30 earnings release.
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 6/23/2026 | Ellis Stephen A | — | OPTION_EXERCISE | -2,258 | — | — |
| 6/23/2026 | Ellis Stephen A | — | OPTION_EXERCISE | 2,258 | $25 | $56,698 |
| 6/3/2026 | Verdeschi Michael D | CFO | TAX_WITHHOLD | -6,519 | $87 | $569,891 |
| 5/28/2026 | Wurster Richard A | President & CEO | BUY | 21,959 | $84 | $1,849,512 |
| 5/26/2026 | Brown Marianne Catherine | — | GRANT | 1,602 | — | — |
| 5/26/2026 | Brown Marianne Catherine | — | GRANT | 3,977 | — | — |
| 5/26/2026 | DODDS CHRISTOPHER V | — | GRANT | 1,602 | — | — |
| 5/26/2026 | DODDS CHRISTOPHER V | — | GRANT | 3,977 | — | — |
| 5/26/2026 | HERRINGER FRANK C | — | GRANT | 1,602 | — | — |
| 5/26/2026 | HERRINGER FRANK C | — | GRANT | 3,977 | — | — |
| 5/26/2026 | SNEED PAULA A | — | GRANT | 1,602 | — | — |
| 5/26/2026 | SNEED PAULA A | — | GRANT | 3,977 | — | — |
| 5/26/2026 | Ellis Stephen A | — | GRANT | 1,602 | — | — |
| 5/26/2026 | Ellis Stephen A | — | GRANT | 3,977 | — | — |
| 5/26/2026 | Sarin Arun | — | GRANT | 1,602 | — | — |
| 5/26/2026 | Sarin Arun | — | GRANT | 3,977 | — | — |
| 5/26/2026 | Ruffel Charles A. | — | GRANT | 1,602 | — | — |
| 5/26/2026 | Ruffel Charles A. | — | GRANT | 3,977 | — | — |
| 5/26/2026 | Schwab-Pomerantz Carolyn | — | GRANT | 1,602 | — | — |
| 5/26/2026 | Schwab-Pomerantz Carolyn | — | GRANT | 3,977 | — | — |
| Date | Filer | Relationship | Est. shares | Filing |
|---|---|---|---|---|
| 5/19/2026 | Schwab Charles R. | — | 27,500 | SEC |
| 5/18/2026 | Schwab Charles R. | — | 27,500 | SEC |
| 5/13/2026 | Sarin Arun | — | 2,500 | SEC |
| 5/6/2026 | Schwab Charles R. | — | 109,300 | SEC |
| 5/5/2026 | Schwab-Pomerantz Carolyn | — | 9,910 | SEC |
| 5/4/2026 | Schwab Charles R. | — | 109,300 | SEC |
| 5/1/2026 | Schwab Charles R. | — | — | SEC |
| 4/30/2026 | Schwab Charles R. | — | — | SEC |
| 4/29/2026 | Schwab Charles R. | — | 63,743 | SEC |
| 4/28/2026 | HERRINGER FRANK C | — | — | SEC |