INVESTABOT
Equity Research
XNYS · SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-28. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one…
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-28. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-26. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 2 Form 144 pre-sale notices filed on 2026-08-24. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-11. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-17. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one…
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-12. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-07. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-03. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-04. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-08-04. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 2 Form 144 pre-sale notices filed on 2026-08-05. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least…
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-27. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-28. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-29. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 4 Form 144 pre-sale notices filed on 2026-07-28. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least…
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-27. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-24. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-23. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-21. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one…
TL;DR: Two individuals filed Form 3 initial ownership statements with Charles Schwab (SCHW) on July 10, 2026, signaling they've newly joined the company's ranks of officers, directors, or significant shareholders.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-04. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-07-02. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one…
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-05. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-06. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-19. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 1 Form 144 pre-sale notice filed on 2026-05-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
The Charles Schwab (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed…
The Charles Schwab Corporation (SCHW) had 8 Form 144 pre-sale notices filed between 2026-04-14 and 2026-05-01. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a…
TL;DR: Five Charles Schwab insiders filed pre-sale notices within an 8-day window that overlapped directly with the company's April 30 earnings release.
open-market Form 4 only - grants, exercises, tax withholding excluded
0 buyers - 10 unique sellers · Institutional activity: not available - insufficient comparable institutions for the latest complete quarter.
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| September 23, 2026 | Ellis Stephen A | — | OPTION_EXERCISE | -1,918 | — | — |
| September 23, 2026 | Ellis Stephen A | — | OPTION_EXERCISE | 1,918 | $31 | ~$60K |
| September 1, 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | OPTION_EXERCISE | 3,177 | $52 | ~$0.2M |
| September 1, 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | SELL | -3,177 | $109 | ~$0.3M |
| September 1, 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | OPTION_EXERCISE | -3,177 | — | — |
| August 28, 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | OPTION_EXERCISE | 3,177 | $52 | ~$0.2M |
| August 28, 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | SELL | -3,177 | $108 | ~$0.3M |
| August 28, 2026 | Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | OPTION_EXERCISE | -3,177 | — | — |
| August 28, 2026 | Bettinger Walter W | Co-Chairman | OPTION_EXERCISE | 74,388 | $47 | ~$3.5M |
| August 28, 2026 | Bettinger Walter W | Co-Chairman | SELL | -74,388 | $111 | ~$8.3M |
| August 28, 2026 | Bettinger Walter W | Co-Chairman | OPTION_EXERCISE | -74,388 | — | — |
| August 27, 2026 | Schwab Charles R. | Co-Chairman | GIFT | -9,300 | — | — |
| August 26, 2026 | Schwab-Pomerantz Carolyn | — | SELL | -9,175 | $109 | ~$1.0M |
| August 24, 2026 | Bettinger Walter W | Co-Chairman | OPTION_EXERCISE | 176,210 | $47 | ~$8.2M |
| August 24, 2026 | Bettinger Walter W | Co-Chairman | SELL | -176,210 | $113 | ~$20.0M |
| August 24, 2026 | Bettinger Walter W | Co-Chairman | OPTION_EXERCISE | -176,210 | — | — |
| August 24, 2026 | Schwab Charles R. | Co-Chairman | SELL | -117,000 | $113 | ~$13.2M |
| August 18, 2026 | Schwab Charles R. | Co-Chairman | GIFT | -54,550 | — | — |
| August 17, 2026 | Beatty Jonathan S | MD, Head of Advisor Services | SELL | -1,000 | $111 | ~$0.1M |
| August 17, 2026 | Schwab Charles R. | Co-Chairman | GIFT | -45,500 | — | — |
| Date | Filer | Relationship | Est. shares | Filing |
|---|---|---|---|---|
| August 28, 2026 | Hathi Neesha | — | 16,354 | SEC |
| August 28, 2026 | Bettinger Walter W | — | 74,388 | SEC |
| August 26, 2026 | Schwab-Pomerantz Carolyn | — | 9,175 | SEC |
| August 24, 2026 | Bettinger Walter W | — | 176,210 | SEC |
| August 24, 2026 | Schwab Charles R. | — | 117,000 | SEC |
| August 17, 2026 | Beatty Jonathan S | — | 1,000 | SEC |
| August 14, 2026 | — | — | — | SEC |
| August 13, 2026 | Howard Dennis | — | 2,198 | SEC |
| August 13, 2026 | Schwab Charles R. | — | 91,325 | SEC |
| August 12, 2026 | Schwab Charles R. | — | 46,410 | SEC |