INVESTABOT
Equity Research
XNAS · SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
CME (CME) had 1 Form 144 pre-sale notice filed on 2026-09-14. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
CME (CME) had 1 Form 144 pre-sale notice filed on 2026-09-16. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction. At least one filing…
TL;DR: CME Group has appointed Jack Tobin, 63, as Managing Director and Deputy Chief Financial Officer, effective November 2, 2026. The move signals a deliberate build-out of CME's senior finance leadership rather than…
CME (CME) had 1 Form 144 pre-sale notice filed on 2026-05-18. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
CME (CME) had 1 Form 144 pre-sale notice filed on 2026-05-15. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
open-market Form 4 only - grants, exercises, tax withholding excluded
1 buyers - 2 unique sellers · 10 accumulating - 4 trimming - 0 unchanged
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| September 25, 2026 | Shepard William R | — | BUY | 292.55 | $269 | ~$79K |
| September 16, 2026 | Dennis Michael G. | Global Head of Fixed Income | TAX_WITHHOLD | -274 | $272 | ~$75K |
| September 16, 2026 | Fitzpatrick Lynne | President and CFO | TAX_WITHHOLD | -359 | $272 | ~$98K |
| September 16, 2026 | Marchese John Clifford | Sr MD, General Counsel | TAX_WITHHOLD | -44 | $272 | ~$12K |
| September 16, 2026 | McCourt Timothy Francis | Sr MD Global Head Equity & FX | TAX_WITHHOLD | -364 | $272 | ~$99K |
| September 16, 2026 | Sammann Derek | Sr MD Gl Hd Commodities Mkts | TAX_WITHHOLD | -359 | $272 | ~$98K |
| September 16, 2026 | Sprague Suzanne | COO & Global Head of Clearing | TAX_WITHHOLD | -308 | $272 | ~$84K |
| September 16, 2026 | Tobin Jack J | MD Chief Accounting Officer | TAX_WITHHOLD | -51 | $272 | ~$14K |
| September 16, 2026 | Vroman Ken | Chief Transformation Officer | TAX_WITHHOLD | -308 | $272 | ~$84K |
| September 16, 2026 | Winkler Julie | Sr MD Chief Commercial Officer | TAX_WITHHOLD | -359 | $272 | ~$98K |
| September 15, 2026 | Dennis Michael G. | Global Head of Fixed Income | TAX_WITHHOLD | -274 | $275 | ~$75K |
| September 15, 2026 | Dennis Michael G. | Global Head of Fixed Income | GRANT | 2,592 | $275 | ~$0.7M |
| September 15, 2026 | Duffy Terrence A | Chairman and CEO | GRANT | 21,812 | $275 | ~$6.0M |
| September 15, 2026 | Fitzpatrick Lynne | President and CFO | TAX_WITHHOLD | -457 | $275 | ~$0.1M |
| September 15, 2026 | Fitzpatrick Lynne | President and CFO | TAX_WITHHOLD | -275 | $275 | ~$76K |
| September 15, 2026 | Fitzpatrick Lynne | President and CFO | TAX_WITHHOLD | -249 | $275 | ~$68K |
| September 15, 2026 | Fitzpatrick Lynne | President and CFO | GRANT | 4,088 | $275 | ~$1.1M |
| September 15, 2026 | Marchese John Clifford | Sr MD, General Counsel | TAX_WITHHOLD | -50 | $275 | ~$14K |
| September 15, 2026 | Marchese John Clifford | Sr MD, General Counsel | TAX_WITHHOLD | -57 | $275 | ~$16K |
| September 15, 2026 | Marchese John Clifford | Sr MD, General Counsel | TAX_WITHHOLD | -47 | $275 | ~$13K |
| Date | Insider | Title | Relationship | Shares | Filing |
|---|---|---|---|---|---|
| September 14, 2026 | — | — | — | — | SEC |
| Institution | Shares | Value ($) | Change % | Filing date |
|---|---|---|---|---|
| Vanguard Group | 35,895,583 | ~$9.8B | — | January 29, 2026 |
| BlackRock | 31,448,257 | ~$9.3B | 1.2% | May 13, 2026 |
| BlackRock | 31,077,876 | ~$8.5B | — | February 12, 2026 |
| BlackRock | 30,566,342 | ~$6.7B | -2.8% | August 7, 2026 |
| BlackRock | 25,663,446 | ~$5.0B | — | August 13, 2024 |
| State Street | 16,055,287 | ~$4.7B | -0.6% | May 15, 2026 |
| State Street | 16,144,525 | ~$4.4B | — | February 13, 2026 |
| JP Morgan Chase | 12,219,761 | ~$3.6B | 9.7% | May 13, 2026 |
| State Street | 16,346,170 | ~$3.6B | 1.8% | August 7, 2026 |
| JP Morgan Chase | 11,141,957 | ~$3.0B | — | February 11, 2026 |
| Morgan Stanley | 9,406,843 | ~$2.8B | 12.5% | May 15, 2026 |
| Morgan Stanley | 8,363,151 | ~$2.3B | — | May 27, 2026 |
| Morgan Stanley | 9,728,195 | ~$2.1B | 3.4% | August 13, 2026 |
| JP Morgan Chase | 5,771,731 | ~$1.3B | -52.8% | August 12, 2026 |
| Fidelity (FMR) | 3,760,906 | ~$1.1B | -6.4% | May 15, 2026 |
| Fidelity (FMR) | 4,017,344 | ~$1.1B | — | February 17, 2026 |
| Goldman Sachs | 3,708,107 | ~$1.1B | 14.3% | May 15, 2026 |
| Goldman Sachs | 3,244,034 | ~$885.9M | — | March 25, 2026 |
| Goldman Sachs | 3,643,436 | ~$804.6M | -1.7% | August 14, 2026 |
| AQR Capital | 1,982,099 | ~$585.4M | -1.2% | May 15, 2026 |