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BATS · SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES

2 articles20 insider tx0 holders0 supply chain2 selling intent filings2 new insiders

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Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.

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Recent insider activity

Insider net $ (monthly)open-market Form 4 only - grants, exercises, tax withholding excluded$5.0M$2.5M$0-$2.5M-$5.0M2024-10 $02024-11 $02024-12 -$5K2025-01 $02025-02 -$4.2M2025-03 -$561K2025-04 $02025-05 -$815K2025-06 -$1.1M2025-07 $02025-08 $02025-09 -$1.2M2025-10 $02025-11 $02025-12 $02026-01 $02026-02 -$1.6M2026-03 $02026-04 $02026-05 -$438K2026-06 $02026-07 $02026-08 -$261K2026-09 $0Oct 24Dec 24Feb 25Apr 25Jun 25Aug 25Oct 25Dec 25Feb 26Apr 26Jun 26Aug 26~ derived from SEC-reported shares x price. Hatched: excluded (implausible price) or unpriced.

open-market Form 4 only - grants, exercises, tax withholding excluded

0 buyers - 1 unique sellers · Institutional activity: not available - insufficient comparable institutions for the latest complete quarter.

Date Insider Title Type Shares Price Value
August 19, 2026 Fischer Heidi EVP, Equities and Spot Markets GRANT 1,781 — —
August 19, 2026 Fischer Heidi EVP, Equities and Spot Markets GRANT 1,119 — —
August 19, 2026 Duinstra Boudewijn EVP, CHIEF RISK OFFICER GRANT 1,335 — —
August 19, 2026 Duinstra Boudewijn EVP, CHIEF RISK OFFICER GRANT 1,069 — —
August 12, 2026 Froetscher Janet P — SELL -937 $279 ~$0.3M
July 1, 2026 Tomczyk Fredric J — TAX_WITHHOLD -337 $248 ~$83K
May 19, 2026 Wilkinson Allen SVP, CHIEF ACCOUNTING OFFICER GRANT 166 — —
May 18, 2026 Froetscher Janet P — SELL -1,223 $358 ~$0.4M
May 14, 2026 Froetscher Janet P — GRANT 530 — —
May 14, 2026 Tomczyk Fredric J — GRANT 530 — —
May 14, 2026 Palmore Roderick A — GRANT 530 — —
May 14, 2026 Farrow William M III — GRANT 530 — —
May 14, 2026 Fitzpatrick Edward J. — GRANT 530 — —
May 14, 2026 Fong Ivan K — GRANT 530 — —
May 14, 2026 Goodman Jill R — GRANT 530 — —
May 14, 2026 Mao Cecilia — GRANT 530 — —
May 14, 2026 Mansfield Erin — GRANT 530 — —
May 14, 2026 McPeek Jennifer J — GRANT 530 — —
May 14, 2026 Parisi James E. — GRANT 530 — —
February 23, 2026 Wilkinson Allen SVP, CHIEF ACCOUNTING OFFICER SELL -248 $293 ~$73K

Insider Selling Intent (Form 144)

Date Filer Relationship Est. shares Filing
August 12, 2026 Froetscher Janet P — 937 SEC
May 18, 2026 Froetscher Janet P — 1,223 SEC

New Insiders (Form 3)

Date Insider Title Relationship Shares Filing
August 14, 2026 — — — — SEC
June 1, 2026 — — — — SEC
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