INVESTABOT
Equity Research
XNYS · CONSTRUCTION MACHINERY & EQUIP
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-08-28. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-04. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-05. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-06. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-11. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-14. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 2 Form 144 pre-sale notices filed on 2026-05-06. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
TL;DR: Caterpillar posted Q1 2026 sales and revenues of $17.4 billion, up 22.6% from $14.2 billion a year ago, with earnings per share rising to $5.47 from $4.20. The company also reported a record backlog and deployed…
open-market Form 4 only - grants, exercises, tax withholding excluded
0 buyers - 1 unique sellers · 9 accumulating - 4 trimming - 1 unchanged
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| September 30, 2026 | MacLennan David | — | GRANT | 28 | $821 | ~$23K |
| September 30, 2026 | Good Lynn J | — | GRANT | 30 | $821 | ~$25K |
| September 25, 2026 | Creed Joseph E | Chief Executive Officer | GRANT | 19 | $822 | ~$16K |
| September 25, 2026 | Epley Kyle Joseph | Chief Financial Officer | GRANT | 7 | $822 | ~$6K |
| September 25, 2026 | Epley Kyle Joseph | Chief Financial Officer | GRANT | 11 | $822 | ~$9K |
| September 25, 2026 | Kaiser Jason | Group President | GRANT | 11 | $822 | ~$9K |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | OPTION_EXERCISE | 44,403 | $220 | ~$9.8M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | TAX_WITHHOLD | -12,002 | $813 | ~$9.8M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -480 | $800 | ~$0.4M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -540 | $801 | ~$0.4M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -280 | $802 | ~$0.2M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -750 | $803 | ~$0.6M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -520 | $804 | ~$0.4M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -1,351 | $805 | ~$1.1M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -3,382 | $806 | ~$2.7M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -6,135 | $807 | ~$5.0M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -2,639 | $808 | ~$2.1M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -2,137 | $809 | ~$1.7M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -3,041 | $810 | ~$2.5M |
| August 28, 2026 | Creed Joseph E | Chief Executive Officer | SELL | -5,035 | $811 | ~$4.1M |
| Date | Filer | Relationship | Est. shares | Filing |
|---|---|---|---|---|
| August 28, 2026 | Joseph E Creed | — | 32,401 | SEC |
| May 14, 2026 | Denise C Johnson | — | 12,605 | SEC |
| May 13, 2026 | William Schaupp | — | 360 | SEC |
| May 13, 2026 | Denise C Johnson | — | 6,196 | SEC |
| May 11, 2026 | Anthony Fassino | — | 16,283 | SEC |
| May 6, 2026 | Anthony Fassino | — | 9,152 | SEC |
| May 6, 2026 | Andrew Bonfield | — | 15,674 | SEC |
| May 6, 2026 | Bob De Lange | — | 24,222 | SEC |
| May 5, 2026 | Rodney M Shurman | — | 5,639 | SEC |
| May 4, 2026 | Jason Kaiser | — | 5,642 | SEC |
| Institution | Shares | Value ($) | Change % | Filing date |
|---|---|---|---|---|
| BlackRock | 37,991,505 | ~$40.5B | 2.2% | August 7, 2026 |
| State Street | 34,392,316 | ~$36.6B | -1.4% | August 7, 2026 |
| Vanguard Group | 46,385,185 | ~$26.6B | — | January 29, 2026 |
| BlackRock | 37,185,933 | ~$26.3B | 2.7% | May 13, 2026 |
| State Street | 34,880,604 | ~$24.7B | -1.4% | May 15, 2026 |
| BlackRock | 36,208,775 | ~$20.7B | — | February 12, 2026 |
| State Street | 35,388,550 | ~$20.3B | — | February 13, 2026 |
| BlackRock | 36,212,981 | ~$12.1B | — | August 13, 2024 |
| JP Morgan Chase | 8,044,531 | ~$8.3B | 120.3% | August 12, 2026 |
| Morgan Stanley | 7,504,426 | ~$8.0B | 0.1% | August 13, 2026 |
| Fidelity (FMR) | 5,781,969 | ~$6.2B | 51.2% | August 13, 2026 |
| Citadel Advisors | 5,243,961 | ~$5.6B | 33.1% | August 14, 2026 |
| Morgan Stanley | 7,499,662 | ~$5.3B | 6.0% | May 15, 2026 |
| Goldman Sachs | 3,920,993 | ~$4.2B | 14.6% | August 14, 2026 |
| Morgan Stanley | 7,075,119 | ~$4.1B | — | May 27, 2026 |
| Citadel Advisors | 3,938,529 | ~$2.8B | 33.9% | May 15, 2026 |
| Fidelity (FMR) | 3,824,293 | ~$2.7B | -5.8% | May 15, 2026 |
| JP Morgan Chase | 3,651,479 | ~$2.4B | 31.6% | May 13, 2026 |
| Goldman Sachs | 3,422,171 | ~$2.4B | 2.7% | May 15, 2026 |
| Fidelity (FMR) | 4,061,103 | ~$2.3B | — | February 17, 2026 |