XNYS · CONSTRUCTION MACHINERY & EQUIP · CONSTRUCTION MACHINERY & EQUIP
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
Caterpillar (CAT) had 2 Form 144 pre-sale notices filed on 2026-05-06. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
TL;DR: Caterpillar posted Q1 2026 sales and revenues of $17.4 billion, up 22.6% from $14.2 billion a year ago, with earnings per share rising to $5.47 from $4.20. The company also reported a record backlog and deployed $…
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 5/11/2026 | Fassino Anthony D. | Group President | OPTION_EXERCISE | -21,403 | $220 | $4,703,523 |
| 5/11/2026 | Fassino Anthony D. | Group President | SELL | -843 | $918 | $773,646 |
| 5/11/2026 | Fassino Anthony D. | Group President | SELL | -15,440 | $917 | $14,154,620 |
| 5/11/2026 | Fassino Anthony D. | Group President | TAX_WITHHOLD | -5,120 | $919 | $4,703,488 |
| 5/11/2026 | Fassino Anthony D. | Group President | OPTION_EXERCISE | 21,403 | $220 | $4,703,523 |
| 5/11/2026 | Pambianchi Christine M | Chief Human Resources Officer | TAX_WITHHOLD | -224 | $912 | $204,295 |
| 5/11/2026 | Creed Joseph E | Chief Executive Officer | TAX_WITHHOLD | -574 | $912 | $523,505 |
| 5/8/2026 | Epley Kyle Joseph | Chief Financial Officer | GRANT | 1,394 | — | — |
| 5/8/2026 | Epley Kyle Joseph | Chief Financial Officer | GRANT | 515 | — | — |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | OPTION_EXERCISE | -3,726 | $332 | $1,237,181 |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | OPTION_EXERCISE | -7,673 | $339 | $2,598,461 |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | OPTION_EXERCISE | -11,655 | $254 | $2,960,137 |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | SELL | -15,674 | $919 | $14,399,861 |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | TAX_WITHHOLD | -7,380 | $921 | $6,794,914 |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | OPTION_EXERCISE | 3,726 | $332 | $1,237,181 |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | OPTION_EXERCISE | 7,673 | $339 | $2,598,461 |
| 5/6/2026 | BONFIELD ANDREW R J | CFO Emeritus | OPTION_EXERCISE | 11,655 | $254 | $2,960,137 |
| 5/6/2026 | Fassino Anthony D. | Group President | OPTION_EXERCISE | -12,000 | $220 | $2,637,120 |
| 5/6/2026 | Fassino Anthony D. | Group President | SELL | -350 | $927 | $324,391 |
| 5/6/2026 | Fassino Anthony D. | Group President | SELL | -8,802 | $926 | $8,152,676 |
| Date | Insider | Title | Relationship | Shares | Filing |
|---|---|---|---|---|---|
| 5/4/2026 | — | — | — | — | SEC |
| Institution | Shares | Value ($) | Change % | Filing date |
|---|---|---|---|---|
| Vanguard Group | 46,385,185 | $26,572,680,931 | — | 1/29/2026 |
| State Street | 35,388,550 | $20,273,038,639 | — | 2/13/2026 |
| BlackRock | 36,212,981 | $12,062,543,851 | — | 8/13/2024 |
| Fidelity (FMR) | 4,061,103 | $2,326,484,121 | — | 2/17/2026 |
| Citadel Advisors | 2,942,055 | $1,685,415,048 | — | 2/17/2026 |
| JP Morgan Chase | 2,775,370 | $1,589,928,191 | — | 2/11/2026 |
| Millennium Management | 802,805 | $459,902,900 | — | 2/17/2026 |
| AQR Capital | 286,509 | $164,132,513 | — | 2/17/2026 |
| DE Shaw | 221,354 | $126,807,066 | — | 2/17/2026 |
| Point72 | 120,500 | $69,030,835 | — | 2/17/2026 |
| Bridgewater Associates | 62,157 | $35,607,881 | — | 2/13/2026 |
| Two Sigma | 27,200 | $15,582,064 | — | 2/17/2026 |