XNYS · CONSTRUCTION MACHINERY & EQUIP · CONSTRUCTION MACHINERY & EQUIP
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-11. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-14. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 1 Form 144 pre-sale notice filed on 2026-05-13. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Caterpillar (CAT) had 2 Form 144 pre-sale notices filed on 2026-05-06. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
TL;DR: Caterpillar posted Q1 2026 sales and revenues of $17.4 billion, up 22.6% from $14.2 billion a year ago, with earnings per share rising to $5.47 from $4.20. The company also reported a record backlog and deployed $…
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 6/10/2026 | Fish James C Jr | — | GRANT | 211 | — | — |
| 6/10/2026 | Johnson Gerald | — | GRANT | 211 | — | — |
| 6/10/2026 | KEENE NAZZIC S | — | GRANT | 211 | — | — |
| 6/10/2026 | WILKINS RAYFORD JR | — | GRANT | 211 | — | — |
| 6/10/2026 | SCHWAB SUSAN C | — | GRANT | 211 | — | — |
| 6/10/2026 | REED DEBRA L | — | GRANT | 211 | — | — |
| 6/10/2026 | Marks Judith Fran | — | GRANT | 211 | — | — |
| 6/10/2026 | MacLennan David | — | GRANT | 211 | — | — |
| 5/26/2026 | Creed Joseph E | Chief Executive Officer | GRANT | 18 | $909 | $16,354 |
| 5/26/2026 | Epley Kyle Joseph | Chief Financial Officer | GRANT | 6 | $909 | $5,451 |
| 5/14/2026 | Johnson Denise C | Group President | OPTION_EXERCISE | 16,078 | $197 | $3,162,543 |
| 5/14/2026 | Johnson Denise C | Group President | TAX_WITHHOLD | -3,473 | $911 | $3,162,340 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -1,787 | $905 | $1,616,699 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -2,259 | $906 | $2,046,044 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -1,491 | $907 | $1,351,934 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -1,191 | $908 | $1,081,404 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -2,302 | $909 | $2,091,966 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -1,568 | $910 | $1,426,410 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -402 | $911 | $366,081 |
| 5/14/2026 | Johnson Denise C | Group President | SELL | -1,605 | $912 | $1,463,632 |
| Date | Filer | Relationship | Est. shares | Filing |
|---|---|---|---|---|
| 5/14/2026 | DENISE C JOHNSON | — | 12,605 | SEC |
| 5/13/2026 | DENISE C JOHNSON | — | 6,196 | SEC |
| 5/13/2026 | WILLIAM SCHAUPP | — | 360 | SEC |
| 5/11/2026 | ANTHONY FASSINO | — | 16,283 | SEC |
| 5/6/2026 | BOB DE LANGE | — | 24,222 | SEC |
| 5/6/2026 | ANDREW BONFIELD | — | 15,674 | SEC |
| 5/6/2026 | ANTHONY FASSINO | — | 9,152 | SEC |
| 5/5/2026 | RODNEY M SHURMAN | — | 5,639 | SEC |
| 5/4/2026 | JASON KAISER | — | 5,642 | SEC |
| Date | Insider | Title | Relationship | Shares | Filing |
|---|---|---|---|---|---|
| 5/4/2026 | — | — | — | — | SEC |
| Institution | Shares | Value ($) | Change % | Filing date |
|---|---|---|---|---|
| Vanguard Group | 46,385,185 | $26,572,680,931 | — | 1/29/2026 |
| State Street | 35,388,550 | $20,273,038,639 | — | 2/13/2026 |
| BlackRock | 36,212,981 | $12,062,543,851 | — | 8/13/2024 |
| Fidelity (FMR) | 4,061,103 | $2,326,484,121 | — | 2/17/2026 |
| Citadel Advisors | 2,942,055 | $1,685,415,048 | — | 2/17/2026 |
| JP Morgan Chase | 2,775,370 | $1,589,928,191 | — | 2/11/2026 |
| Millennium Management | 802,805 | $459,902,900 | — | 2/17/2026 |
| AQR Capital | 286,509 | $164,132,513 | — | 2/17/2026 |
| DE Shaw | 221,354 | $126,807,066 | — | 2/17/2026 |
| Point72 | 120,500 | $69,030,835 | — | 2/17/2026 |
| Bridgewater Associates | 62,157 | $35,607,881 | — | 2/13/2026 |
| Two Sigma | 27,200 | $15,582,064 | — | 2/17/2026 |