XNYS · INVESTMENT ADVICE · INVESTMENT ADVICE
Includes notes from domestic 8-K and foreign private issuer 6-K disclosures.
Ameriprise Financial (AMP) had 1 Form 144 pre-sale notice filed on 2026-05-08. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
Ameriprise Financial (AMP) had 1 Form 144 pre-sale notice filed on 2026-05-14. Form 144 filings signal an insider's intent to sell securities under SEC Rule 144 — they do not confirm a completed transaction.
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 5/14/2026 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | OPTION_EXERCISE | 2,221 | $165 | $367,376 |
| 5/14/2026 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | TAX_WITHHOLD | -1,437 | $471 | $677,143 |
| 5/14/2026 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | SELL | -6,255 | $473 | $2,955,607 |
| 5/14/2026 | Smyth Gerard P. | EVP & Hd. of Tech. & Serv. Del | OPTION_EXERCISE | -2,221 | — | — |
| 5/8/2026 | Sharpe Robert Francis JR | — | SELL | -1,200 | $466 | $558,996 |
| 4/29/2026 | BRYAN GLYNIS | — | GRANT | 441.75 | — | — |
| 4/29/2026 | NEAL BLIXT DIANNE | — | GRANT | 441.75 | — | — |
| 4/29/2026 | Sharpe Robert Francis JR | — | GRANT | 441.75 | — | — |
| 4/29/2026 | DiGeso Amy | — | GRANT | 441.75 | — | — |
| 4/29/2026 | PELLETIER LIANE J | — | GRANT | 441.75 | — | — |
| 4/29/2026 | Shea Brian T | — | GRANT | 441.75 | — | — |
| 4/29/2026 | WILLIAMS CHRISTOPHER J | — | GRANT | 441.75 | — | — |
| 4/28/2026 | WILLIAMS CHRISTOPHER J | — | GRANT | 43.39 | $475 | $20,625 |
| 2/10/2026 | TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | SELL | -5,000 | $532 | $2,660,400 |
| 2/9/2026 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | OPTION_EXERCISE | 3,428 | $180 | $616,492 |
| 2/9/2026 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | OPTION_EXERCISE | 4,865 | $127 | $617,320 |
| 2/9/2026 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | TAX_WITHHOLD | -4,950 | $543 | $2,686,756 |
| 2/9/2026 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | SELL | -4,658 | $543 | $2,528,746 |
| 2/9/2026 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | OPTION_EXERCISE | -3,428 | — | — |
| 2/9/2026 | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | OPTION_EXERCISE | -4,865 | — | — |